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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon Larry Cauley is a registered investment advisor with Wells Fargo Advisors Financial Network, LLC. Brandon has over 17 years of experience in the financial services industry. Prior to joining Wells Fargo Advisors Financial Network, LLC, Brandon was a financial advisor with Wells Fargo Clearing Services, LLC, Deutsche Bank Securities Inc., MetLife Securities Inc., TIAA-CREF Individual & Institutional Services, LLC, and BANC OF AMERICA INVESTMENT SERVICES, INC. Brandon is registered to provide investment advisory services in multiple states, including Maryland, Texas, Alabama, Arizona, California, Colorado, Delaware, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kentucky, Louisiana, Maine, Massachusetts, Michigan, Minnesota, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Tennessee, Vermont, Virginia, and Washington. Brandon is also registered as a Registered Representative with FINRA. Brandon holds the following securities licenses: Series 7 and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MD
04/18/2024 - Present
Wells Fargo Advisors Financial Network, LLC (BETHESDA MD)
MD
04/10/2018 - 04/18/2024
WELLS FARGO CLEARING SERVICES, LLC (LUTHERVILLE MD)
MD
12/14/2010 - 10/17/2017
DEUTSCHE BANK SECURITIES INC. (BALTIMORE MD)
MD
03/19/2009 - 07/21/2010
METLIFE SECURITIES INC. (BALTIMORE MD)
MD
08/29/2007 - 03/13/2009
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (BALTIMORE MD)
DC
05/18/2006 - 04/03/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (WASHINGTON DC)
MD
03/04/2005 - 11/02/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 08/14/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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