Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon Rivera is a financial advisor with Unity Wealth Partners, based in Orange, CA. Brandon has over 10 years of experience in the financial services industry. Brandon is a Registered Investment Advisor (RIA) in California and holds the Series 7, Series 6, Series 63 and Series 65 licenses. Brandon provides financial planning, portfolio management for individuals, investment companies, and selection of other advisors. Prior to joining Unity Wealth Partners, Brandon worked with several firms including Crown Capital Securities, L.P., DFPG INVESTMENTS, LLC, and REGULUS ADVISORS, LLC. Brandon is committed to providing his clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
12/01/2021 - Present
Unity Wealth Partners (ORANGE CA)
CA
11/18/2021 - 07/07/2022
DFPG INVESTMENTS, LLC (Orange CA)
CA
11/02/2017 - 11/23/2021
CROWN CAPITAL SECURITIES, L.P. (PLACENTIA CA)
CA
02/10/2014 - 08/19/2014
REGULUS ADVISORS, LLC (DOWNEY CA)
CA
05/24/2012 - 12/26/2013
CENTAURUS FINANCIAL, INC. (DOWNEY CA)
BC
Issued 11/07/2017
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/28/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2017
Series 7 - General Securities Representative Examination
BC
Issued 05/23/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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