Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon L. Ballard is a financial advisor with Morgan Stanley. Brandon has been in the industry since June 14, 2012, and holds a variety of licenses and certifications, including the Series 6, 7, 24, 63, and 99TO. Brandon's previous experience includes working with E*TRADE SECURITIES LLC and CHASE INVESTMENT SERVICES CORP. Brandon is a registered representative with Morgan Stanley and is located in Sandy, Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
UT
09/05/2023 - Present
Morgan Stanley (Sandy UT)
UT
05/25/2023 - 09/05/2023
E*TRADE SECURITIES LLC (SANDY UT)
UT
05/02/2019 - 06/28/2021
E*TRADE SECURITIES LLC (SANDY UT)
UT
02/15/2011 - 01/18/2017
E*TRADE SECURITIES LLC (SANDY UT)
UT
04/21/2010 - 02/08/2011
CHASE INVESTMENT SERVICES CORP. (SALT LAKE CITY UT)
RI
07/06/2001 - 07/23/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 04/28/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2014
Series 24 - General Securities Principal Examination
BC
Issued 05/02/2019
Series 99TO - Operations Professional Examination
BC
Issued 01/18/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2011
Series 7 - General Securities Representative Examination
BC
Issued 04/20/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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