Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon Klein is a financial professional with over 5 years of experience in the financial services industry. Brandon currently works as a registered representative for Foreside Fund Services, LLC, based in New York, NY. Brandon has previously worked at Amundi Distributor US, Inc., Morgan Stanley and Laidlaw & Company (UK) LTD. Brandon holds Series 63, 66, and 7 licenses along with the SIE. Brandon is registered with the states of Arkansas, Louisiana, New York, Oklahoma and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/16/2021 - Present
Foreside Fund Services, LLC (New York NY)
MA
02/23/2021 - 06/11/2021
AMUNDI DISTRIBUTOR US, INC. (BOSTON MA)
NY
04/23/2019 - 01/26/2021
MORGAN STANLEY (NEW YORK NY)
NY
07/10/2018 - 04/17/2019
LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)
BOTH
Issued 05/01/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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