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Brandon Keith Sproles

NFP Retirement Inc.

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About Brandon Keith Sproles

Brandon Keith Sproles is an investment advisor representative with NFP Retirement Inc., an independent broker-dealer and registered investment advisor. Brandon holds Series 7, 63 and 65 licenses and has been in the financial services industry since 2000. Prior to joining NFP Retirement Inc., Brandon worked as a Financial Advisor with AFS Advisors, LLC. Brandon has a specializations in Retirement Plans and Investments. Brandon's specialties are 401(k) Plans, 403(b) Plans, and Pension Plans. Brandon is also a licensed investment advisor in California and Georgia.

Firm Information

Brandon Sproles is currently registered with NFP Retirement Inc.. NFP Retirement Inc. is an investment advisor headquartered in Aliso Viejo, CA. With over 130 investment advisor representatives, NFP Retirement Inc. provides investment advisory services to a variety of clients, including individuals, businesses, and pension and profit-sharing plans. The firm has over $96 billion in regulatory assets under management. NFP Retirement Inc. offers financial planning, pension consulting, and portfolio management services. They also provide research reports on 401(k) plans and diligence on investment lineups.
NFP Retirement Inc.

120 VANTIS

ALISO VIEJO, CA 92656

$96.45B

Assets Under Management

30

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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research reports on 401(k) plans / diligence on investment lineups

Research reports on 401(k) plans / diligence on investment lineups

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brandon Sproles’s Registration & Firm History

CA

02/20/2024 - Present

NFP Retirement Inc. (ALISO VIEJO CA)

GA

01/02/2000 - 04/14/2004

AMVESCAP SERVICES, INC. (ATLANTA GA)

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Licenses & Designations

IA

Issued 10/26/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/02/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/23/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Brandon Keith Sproles.
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