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Brandon Keith Hofmann

Northwestern Mutual Investment Services, LLC

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About Brandon Keith Hofmann

Brandon Hofmann is a financial advisor registered with Northwestern Mutual Investment Services, LLC. He has been in the industry since November 17, 2012. Brandon Hofmann has held licenses in 41 states. He is currently registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Brandon Hofmann has passed the Series 63, 65, and 7TO exams. He is also registered in Arizona, Arkansas, California, Colorado, Delaware, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, and Wisconsin.

Firm Information

Brandon Hofmann is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Brandon Hofmann’s Registration & Firm History

WI

03/21/2022 - Present

Northwestern Mutual Investment Services, LLC (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 06/06/2022

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 03/10/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/18/2022

Series 7TO - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brandon Keith Hofmann.
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