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Brandon Joshua Cone

Capital Client Group, Inc.

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About Brandon Joshua Cone

Brandon Cone is a registered representative with Capital Client Group, Inc. based in San Antonio, TX. Brandon has been in the financial services industry since 2009. Brandon is also registered with FINRA as a General Securities Principal and Investment Company Products/Variable Contracts Principal. Brandon has experience working for firms such as Ronin Capital, LLC, and Ronin Trading, J.V.

Firm Information

Brandon Cone is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Brandon Cone’s Registration & Firm History

TX

10/06/2015 - Present

Capital Client Group, Inc. (SAN ANTONIO TX)

IL

07/06/2011 - 03/18/2013

RONIN CAPITAL, LLC (CHICAGO IL)

IL

09/09/2004 - 01/15/2009

RONIN TRADING, J.V. (CHICAGO IL)

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Licenses & Designations

BC

Issued 03/26/2021

Series 24 - General Securities Principal Examination

BC

Issued 04/08/2016

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/02/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brandon Joshua Cone.
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