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Brandon Joseph Rodriquez

Charles Schwab & CO., Inc.

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About Brandon Joseph Rodriquez

Brandon Joseph Rodriquez is a registered representative with Charles Schwab & CO., Inc., where has been employed since October 2014. Brandon is also a registered Investment Advisor Representative for the firm. Brandon has been in the securities industry since November 29, 2013. Brandon has a Series 6, 7, 63, and 66 license and holds registrations in over 40 states. Prior to joining Charles Schwab, Brandon worked at WELLS FARGO ADVISORS, LLC in Tempe, Arizona.

Firm Information

Brandon Rodriquez is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Brandon Rodriquez’s Registration & Firm History

TX

06/07/2017 - Present

Charles Schwab & CO., Inc. (Westlake TX)

AZ

10/03/2013 - 11/04/2014

WELLS FARGO ADVISORS, LLC (TEMPE AZ)

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Licenses & Designations

BOTH

Issued 04/15/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/27/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/24/2015

Series 7 - General Securities Representative Examination

BC

Issued 10/03/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brandon Joseph Rodriquez.
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