Unclaimed
Brandon Neer is a financial professional with over 20 years of experience in the securities industry. Brandon has a strong background in trading and execution, with expertise in equities, options, and other financial instruments. Brandon is currently registered with Dynamex Trading, LLC, where Brandon provides investment advice and trading services to a wide range of clients. Prior to joining Dynamex Trading, LLC, Brandon held positions at VALOR First, LLC, DASH FINANCIAL TECHNOLOGIES LLC, CONVERGEX EXECUTION SOLUTIONS LLC, CRT CAPITAL GROUP LLC, STERNE, AGEE & LEACH, INC., BNP PARIBAS SECURITIES CORP., FIRST BROKERS SECURITIES LLC, LINKBROKERS DERIVATIVES CORPORATION, J.P. MORGAN SECURITIES INC., and BEAR, STEARNS & CO. INC. Brandon holds the Series 4, 7, 24, 55, 63, 87, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/31/2017 - Present
Dynamex Trading, LLC (NEW YORK NY)
NY
05/17/2017 - 07/09/2019
VALOR FIRST, LLC (New York NY)
NY
03/01/2017 - 06/19/2017
DASH FINANCIAL TECHNOLOGIES LLC (NEW YORK NY)
NY
08/19/2016 - 03/01/2017
CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)
NY
04/20/2015 - 06/30/2016
CRT CAPITAL GROUP LLC (New York NY)
NY
07/12/2011 - 04/20/2015
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NY
01/15/2010 - 06/01/2011
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NJ
06/15/2009 - 01/11/2010
FIRST BROKERS SECURITIES LLC (JERSEY CITY NJ)
NJ
03/10/2009 - 06/18/2009
LINKBROKERS DERIVATIVES CORPORATION (JERSEY CITY NJ)
NY
10/01/2008 - 12/16/2008
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
NY
06/02/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/13/2004 - 06/02/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
07/28/1999 - 05/07/2004
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
11/17/1998 - 03/08/1999
RBC DOMINION SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 09/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2016
Series 4 - Registered Options Principal Examination
BC
Issued 06/29/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/22/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/14/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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