Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon Joseph Gaines is a financial advisor with Northwestern Mutual Investment Services, LLC. Brandon is a licensed representative in 22 states. Brandon joined the industry in December 2008 and holds Series 7, Series 63, and Series 65 licenses. In addition to his securities registrations, Brandon holds the SIE exam certification. Brandon’s primary branch location is in Lexington, Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
KY
12/18/2008 - Present
Northwestern Mutual Investment Services, LLC (LEXINGTON KY)
IA
Issued 12/27/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Brandon Gaines is the right advisor for you? Invested Better is here to help.
