Unclaimed
Brandon Joseph Carmody is a financial professional with over 18 years of experience in the industry. He is currently registered with Santander US Capital Markets LLC and previously held positions at Santander Investment Securities Inc., BNP Paribas Securities Corp., First Brokers Securities LLC, Barclays Capital Inc., and Lehman Brothers Inc. Brandon's expertise spans various areas of the financial services industry, and he holds Series 7 and Series 63 licenses. He is currently licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/06/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
05/18/2011 - 02/06/2023
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NY
09/23/2009 - 04/19/2011
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NJ
04/13/2009 - 09/08/2009
FIRST BROKERS SECURITIES LLC (JERSEY CITY NJ)
NY
09/22/2008 - 11/20/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
12/13/2004 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 03/20/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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