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Brandon Joseph Carmody

Santander US Capital Markets LLC

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About Brandon Joseph Carmody

Brandon Joseph Carmody is a financial professional with over 18 years of experience in the industry. He is currently registered with Santander US Capital Markets LLC and previously held positions at Santander Investment Securities Inc., BNP Paribas Securities Corp., First Brokers Securities LLC, Barclays Capital Inc., and Lehman Brothers Inc. Brandon's expertise spans various areas of the financial services industry, and he holds Series 7 and Series 63 licenses. He is currently licensed in New York.

Firm Information

Brandon Carmody is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brandon Carmody’s Registration & Firm History

NY

02/06/2023 - Present

Santander US Capital Markets LLC (NEW YORK NY)

NY

05/18/2011 - 02/06/2023

SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)

NY

09/23/2009 - 04/19/2011

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NJ

04/13/2009 - 09/08/2009

FIRST BROKERS SECURITIES LLC (JERSEY CITY NJ)

NY

09/22/2008 - 11/20/2008

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

12/13/2004 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/20/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/10/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Brandon Joseph Carmody.
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