Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon John Lee is a financial advisor at Principal Securities, Inc., with experience in the industry since 2005. He holds several licenses and certifications including Series 7, Series 63, and Series 26. Brandon is also licensed in Iowa. His past experience includes positions at DIRECTED SERVICES LLC, AMERITAS INVESTMENT CORP., and PRINCOR FINANCIAL SERVICES CORPORATION. Brandon focuses on providing financial planning and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
06/06/2018 - Present
Principal Securities, Inc. (DES MOINES IA)
IA
05/06/2015 - 04/30/2018
DIRECTED SERVICES LLC (DES MOINES IA)
NE
10/31/2011 - 12/06/2013
AMERITAS INVESTMENT CORP. (LINCOLN NE)
IA
09/11/2003 - 10/07/2011
PRINCOR FINANCIAL SERVICES CORPORATION (WEST DES MOINES IA)
WI
01/13/2003 - 02/11/2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
IA
11/15/2002 - 12/06/2002
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 10/22/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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