Unclaimed
Brandon John Allen is a financial advisor who has been in the industry since 2010. Brandon is currently registered with National Financial Services LLC. Brandon is a Series 7, 10, 9, and 63 licensed representative. Brandon has previously worked at Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
02/21/2018 - Present
National Financial Services LLC (WESTLAKE TX)
TX
03/12/2010 - 02/09/2018
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 03/19/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/05/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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