Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon Waters is a financial advisor with over 15 years of experience in the industry. Brandon is currently registered with LPL Financial LLC, and has previously been affiliated with firms such as Morgan Stanley and Merrill Lynch. Brandon has a broad range of experience, including experience in various financial services areas including investments, insurance and financial planning. Brandon holds several licenses and certifications including Series 7, Series 31, and Series 66. Brandon also holds licenses in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
02/17/2020 - Present
LPL Financial LLC (OVIEDO FL)
FL
06/01/2009 - 02/18/2020
MORGAN STANLEY (WINTER PARK FL)
FL
01/16/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WINTER PARK FL)
FL
03/29/2005 - 01/22/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WINTER PARK FL)
NY
09/29/2004 - 03/30/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MN
06/14/2004 - 06/30/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/14/2004 - 06/30/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/26/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 05/21/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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