Unclaimed
Brandon Ray is a financial advisor with over 20 years of experience in the industry. Brandon has been registered with Vanguard Marketing Corp. since December 2006. Before that, Brandon was registered with Wolfe & Hurst Bond Brokers Inc. from December 2003 to December 2006. Prior to that, Brandon worked at U.S. Bancorp Piper Jaffray Inc. from June 2002 to February 2003. Brandon is licensed to sell securities in all 50 states. Brandon holds the Series 7, Series 24, Series 53, and Series 63 licenses. Brandon has a strong understanding of the financial markets and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
12/13/2006 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
12/02/2003 - 12/06/2006
WOLFE & HURST BOND BROKERS INC. (SCOTTSDALE AZ)
MN
06/24/2002 - 02/14/2003
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
BC
Issued 12/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/09/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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