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Brandon Jared Ray

Vanguard Marketing Corp.

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About Brandon Jared Ray

Brandon Ray is a financial advisor with over 20 years of experience in the industry. Brandon has been registered with Vanguard Marketing Corp. since December 2006. Before that, Brandon was registered with Wolfe & Hurst Bond Brokers Inc. from December 2003 to December 2006. Prior to that, Brandon worked at U.S. Bancorp Piper Jaffray Inc. from June 2002 to February 2003. Brandon is licensed to sell securities in all 50 states. Brandon holds the Series 7, Series 24, Series 53, and Series 63 licenses. Brandon has a strong understanding of the financial markets and is committed to providing his clients with the highest level of service.

Firm Information

Brandon Ray is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brandon Ray’s Registration & Firm History

AZ

12/13/2006 - Present

Vanguard Marketing Corp. (SCOTTSDALE AZ)

AZ

12/02/2003 - 12/06/2006

WOLFE & HURST BOND BROKERS INC. (SCOTTSDALE AZ)

MN

06/24/2002 - 02/14/2003

U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 12/21/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/03/2009

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/09/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/19/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Brandon Jared Ray. Review regulatory record here.
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