Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon James Stockman is an Investment Advisor Representative with Prospera Financial Services, Inc. Brandon is a seasoned financial professional with over 16 years of experience in the industry. Brandon holds the Series 66, Series 7 and SIE licenses and specializes in providing financial planning, portfolio management and retirement planning for individuals and families, as well as businesses, corporations, and charitable organizations. Prior to joining Prospera Financial Services, Inc., Brandon worked with CETERA ADVISOR NETWORKS LLC and Summit Brokerage Services, Inc. Brandon currently has offices in Fortuna, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
CA
06/16/2022 - Present
Prospera Financial Services, Inc. (Fortuna CA)
CA
09/20/2019 - 12/16/2020
CETERA ADVISOR NETWORKS LLC (FORTUNA CA)
CA
03/14/2008 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (FORTUNA CA)
BOTH
Issued 05/29/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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