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Brandon James Smith

Boston Partners Securities, LLC

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About Brandon James Smith

Brandon James Smith is a financial advisor based in Boston, Massachusetts. Brandon has been working in the financial industry since January 28, 2014. Brandon is registered with Boston Partners Securities, LLC and holds the Series 66, Series 7 and SIE licenses. Brandon is registered with the state of Massachusetts and 50 other states, as well as FINRA.

Firm Information

Brandon Smith is currently registered with Boston Partners Securities, LLC. Boston Partners Securities, LLC is a Limited Liability Company formed in May 2004. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have been involved in seven Regulatory Events and one Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brandon Smith’s Registration & Firm History

MA

01/29/2014 - Present

Boston Partners Securities, LLC (BOSTON MA)

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Licenses & Designations

BOTH

Issued 02/24/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/29/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brandon James Smith.
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