Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon James Roarty is a financial advisor with Charles Schwab & Co., Inc. Brandon has a strong background in the industry, with previous experience at TD Ameritrade. Brandon holds both Series 7TO and Series 63 licenses, as well as the SIE exam. Brandon is registered in all 50 states and the District of Columbia, as well as Puerto Rico and the Virgin Islands. Brandon is an active advisor and is available to assist clients with their financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NE
06/16/2023 - Present
Charles Schwab & CO., Inc. (Omaha NE)
NE
01/07/2021 - 05/19/2024
TD AMERITRADE, INC. (OMAHA NE)
BC
Issued 01/19/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/20/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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