Unclaimed
Brandon Mallette is a financial professional with over 15 years of experience in the financial services industry. He currently works as a Registered Representative at J.P. Morgan Securities LLC and is registered to provide securities related services in all 50 states and the District of Columbia. Brandon has a proven track record of success in providing investment advice to individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
08/04/2014 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NJ
12/06/2006 - 08/02/2012
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
NY
12/13/2005 - 11/15/2006
CADARET, GRANT & CO., INC. (ELMIRA NY)
NY
08/12/2004 - 12/19/2005
AXA ADVISORS, LLC (NEW YORK NY)
IA
Issued 01/19/2007
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 09/01/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/23/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/11/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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