Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon James is a financial advisor who has been in the industry since 1992. Currently, Brandon is registered with Charles Schwab & CO., Inc. in Menlo Park, CA. Brandon has experience working with various firms including Discover Brokerage Direct, Inc., Thomas F. White & Co., Incorporated, First California Capital Markets Group, Inc., and McLaughlin, Piven, Vogel Securities, Inc. Brandon is registered with the Securities and Exchange Commission (SEC) as a registered representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
10/27/2006 - Present
Charles Schwab & CO., Inc. (Menlo Park CA)
CA
05/30/1996 - 12/03/1997
DISCOVER BROKERAGE DIRECT, INC. (SAN FRANCISCO CA)
CA
06/16/1995 - 06/17/1996
THOMAS F. WHITE & CO., INCORPORATED (SAN FRANCISCO CA)
NA
11/26/1993 - 06/13/1995
FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC.
NY
05/08/1992 - 11/22/1993
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 03/17/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1992
Series 7 - General Securities Representative Examination
BC
Issued 05/06/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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