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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon Jade Swindell is a financial advisor who is registered in North Carolina. Brandon Jade Swindell has been in the industry since May 8, 2016, and is currently registered with Fidelity Personal And Workplace Advisors. Brandon Jade Swindell has experience with J.P. Morgan Securities LLC and Chase Investment Services Corp. Brandon Jade Swindell specializes in portfolio management for individuals and businesses, as well as financial planning, and provides educational seminars. Brandon Jade Swindell works with high-net-worth individuals, corporations and businesses, pension and profit-sharing plans, and individuals other than high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
09/24/2024 - Present
Fidelity Personal AND Workplace Advisors (DURHAM NC)
IL
10/01/2012 - 12/31/2013
J.P. MORGAN SECURITIES LLC (ELMHURST IL)
IL
09/06/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ELMHURST IL)
BOTH
Issued 08/23/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/20/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/21/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/05/2022
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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