Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon Herman is a financial advisor with over 17 years of experience in the industry. Brandon is currently registered with Charles Schwab & CO., Inc. and TD Ameritrade Clearing, Inc. Brandon has previously worked at SCOTTRADE, INC., TD AMERITRADE, INC. and THINKORSWIM, INC. Brandon holds Series 3, 4, 7, 24, 34, 66, and SIE licenses. Brandon has been a registered representative for Charles Schwab & CO., Inc. since December 2022 and has been a registered representative for TD Ameritrade Clearing, Inc. since January 2014.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NE
12/01/2022 - Present
Charles Schwab & CO., Inc. (Omaha NE)
MO
11/08/2017 - 07/03/2018
SCOTTRADE, INC. (ST. LOUIS MO)
NE
04/22/2006 - 02/06/2014
TD AMERITRADE, INC. (OMAHA NE)
NE
09/25/2009 - 05/27/2010
THINKORSWIM, INC. (BELLEVUE NE)
NE
10/10/2005 - 04/22/2006
AMERITRADE, INC. (OMAHA NE)
BOTH
Issued 12/28/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/2009
Series 4 - Registered Options Principal Examination
BC
Issued 12/13/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2011
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 12/30/2009
Series 3 - National Commodity Futures Examination
BC
Issued 10/08/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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