linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Brandon Heath Naughton

Neuberger Berman BD LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Brandon? Claim Your Profile

About Brandon Heath Naughton

Brandon Naughton is a financial advisor with Neuberger Berman BD LLC. Brandon has been in the industry since 2003. His firm offers a range of investment services, including portfolio management for individuals and selecting other advisors. Brandon has a Series 6, 7 and 66 license. He holds a General Securities Principal Examination and a Securities Industry Essentials Examination.

Firm Information

Brandon Naughton is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Brandon Naughton’s Registration & Firm History

NY

03/20/2021 - Present

Neuberger Berman BD LLC (BREWSTER NY)

NY

07/03/2006 - 03/06/2008

MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)

NY

11/24/2004 - 07/11/2006

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

TN

07/15/2003 - 11/10/2004

ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)

NJ

05/23/2002 - 06/11/2002

FIRST INVESTORS CORPORATION (EDISON NJ)

Not sure if Brandon Heath Naughton is right for you?

Licenses & Designations

BOTH

Issued 09/15/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/15/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/14/2006

Series 7 - General Securities Representative Examination

BC

Issued 05/22/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brandon Heath Naughton.
Not sure if Brandon Heath Naughton is right for you?