Unclaimed
Brandon Harper is a financial advisor at J.P. Morgan Securities LLC. Brandon has been in the industry since 2008 and has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Brandon holds multiple licenses and certifications, including Series 7, 63, 66, 9, and 10. Brandon is also a registered Investment Advisor in both California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
03/16/2018 - Present
J.p. Morgan Securities LLC (BRENTWOOD CA)
CA
05/12/2014 - 03/09/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DUBLIN CA)
CA
01/24/2012 - 04/28/2014
WELLS FARGO ADVISORS, LLC (OAKLAND CA)
CA
01/03/2011 - 10/10/2011
WELLS FARGO ADVISORS, LLC (PLEASANT HILL CA)
CA
05/28/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (PLEASANT HILL CA)
BOTH
Issued 06/27/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/14/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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