Unclaimed
Brandon Frank is an investment advisor representative registered with Empower Advisory Group, LLC. Brandon is a licensed investment advisor representative in Colorado and holds a Series 6, 7TO, 63, and 65 license. Brandon has been working in the financial services industry since 2013. Brandon is committed to providing personalized financial advice and investment management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
06/13/2024 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CO
03/28/2017 - 08/25/2022
WELLS FARGO CLEARING SERVICES, LLC (BOULDER CO)
IA
Issued 09/18/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/06/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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