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Brandon Farley

Cetera Advisors LLC

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About Brandon Farley

Brandon Farley is a financial professional with over 23 years of experience in the financial services industry. Brandon has a strong track record of success in providing investment advice to individual clients. Brandon is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, and Cetera Advisor Networks LLC, and is licensed to conduct business in Arizona and California. Brandon holds the Series 6, 7, 24, 55, 57TO, and 63 securities licenses.

Firm Information

Brandon Farley is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brandon Farley’s Registration & Firm History

CA

09/06/2022 - Present

Cetera Advisors LLC (SAN DIEGO CA)

CA

05/01/2000 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

CA

08/19/2015 - 11/01/2017

GIRARD SECURITIES, INC. (SAN DIEGO CA)

IL

10/25/2005 - 11/03/2011

ADVANCED EQUITIES, INC. (CHICAGO IL)

MO

09/06/2007 - 06/02/2008

FFP SECURITIES, INC. (CHESTERFIELD MO)

CA

04/10/2002 - 01/12/2005

WESTERN SECURITIES CLEARING CORP. (SAN DIEGO CA)

WA

10/08/2002 - 10/29/2004

WELLS FARGO INVESTMENT SERVICES, LLC (SEATTLE WA)

AZ

01/07/2000 - 04/03/2000

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

CA

06/08/1999 - 01/26/2000

CENTAURUS FINANCIAL, INC. (ANAHEIM CA)

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Licenses & Designations

BC

Issued 06/04/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/26/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/14/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/08/2000

Series 7 - General Securities Representative Examination

BC

Issued 05/10/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brandon Farley.
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