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Brandon F Pavlik

Mufg Securities Americas Inc.

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About Brandon F Pavlik

Brandon F. Pavlik is a financial professional registered with Mufg Securities Americas Inc. Brandon has been active in the industry since 2018. Brandon has a strong background in securities trading, as demonstrated by the Series 57TO exam they have passed. They hold Series 7 and Series 63 licenses, demonstrating their knowledge of securities laws and regulations. Brandon is registered to provide brokerage services in 51 states and the District of Columbia.

Firm Information

Brandon Pavlik is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brandon Pavlik’s Registration & Firm History

NY

11/13/2018 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/12/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/19/2024

Series 57TO - Securities Trader Exam

BC

Issued 11/14/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/13/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brandon F Pavlik.
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