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Brandon Edward Griffin

Fidelity Brokerage Services LLC

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About Brandon Edward Griffin

Brandon Edward Griffin is a financial advisor at Fidelity Brokerage Services LLC. Brandon is registered with the Financial Industry Regulatory Authority (FINRA) as a General Securities Representative (Series 7TO) and a Securities Industry Essentials (SIE) exam. He is also registered with the state of Rhode Island as a Uniform Securities Agent State Law Examination (Series 63). Brandon has been active in the financial services industry since October 4, 2023.

Firm Information

Brandon Griffin is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brandon Griffin’s Registration & Firm History

RI

10/05/2023 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 10/18/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/05/2023

Series 7TO - General Securities Representative Examination

BC

Issued 08/24/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Brandon Edward Griffin.
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