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Brandon De andre Sudduth

Apex Clearing Corp.

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About Brandon De andre Sudduth

Brandon Sudduth is a financial advisor with Apex Clearing Corp. Brandon holds the Series 7, Series 6, and SIE licenses. Brandon has been in the financial services industry since December 27, 2012. Brandon previously worked at TD Ameritrade and TIAA-CREF Individual & Institutional Services, LLC. Brandon is registered to provide securities and investment advisory services in all 50 states and the District of Columbia.

Firm Information

Brandon Sudduth is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brandon Sudduth’s Registration & Firm History

TX

07/02/2018 - Present

Apex Clearing Corp. (DALLAS TX)

MO

03/22/2018 - 06/22/2018

TD AMERITRADE, INC. (ST. LOUIS MO)

MO

05/25/2011 - 08/24/2016

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 06/03/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/2018

Series 7 - General Securities Representative Examination

BC

Issued 05/24/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Brandon De andre Sudduth.
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