Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon David Plattner is a financial advisor with Cambridge Investment Research Advisors, Inc. Brandon has been in the financial services industry since 2005. Brandon is registered to provide investment advice in Illinois, Puerto Rico, Texas, and the Virgin Islands. Brandon has a Series 3, 4, 7, 9, 10, 24, 31, 63, and 65 licenses. In addition to providing financial advice, Brandon is also an insurance agent and operates an independent asset management company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IL
01/02/2025 - Present
Cambridge Investment Research Advisors, Inc. (PEORIA IL)
IL
01/29/2010 - 06/22/2018
CAMBRIDGE INVESTMENT RESEARCH, INC. (PEORIA IL)
IL
06/01/2009 - 02/03/2010
MORGAN STANLEY SMITH BARNEY (PEORIA IL)
IL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PEORIA IL)
IL
02/02/2006 - 04/02/2007
MORGAN STANLEY DW INC. (PEORIA IL)
MO
11/29/2005 - 01/18/2006
EDWARD JONES (ST. LOUIS MO)
IA
Issued 03/01/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2013
Series 4 - Registered Options Principal Examination
BC
Issued 09/29/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/01/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/16/2011
Series 24 - General Securities Principal Examination
BC
Issued 06/22/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2012
Series 3 - National Commodity Futures Examination
BC
Issued 03/15/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 11/28/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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