Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon David Moore is a financial advisor with Robert W. Baird & Co. Inc. Brandon has been in the financial services industry since August 2014. Brandon specializes in providing financial planning and investment advice to individuals, businesses, and investment companies. Brandon is registered with the state of Kentucky as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
KY
08/01/2023 - Present
Robert W. Baird & Co. Inc. (Louisville KY)
CO
05/22/2015 - 05/08/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
AZ
05/14/2013 - 11/25/2014
WELLS FARGO ADVISORS, LLC (SURPRISE AZ)
BC
Issued 10/02/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/03/2019
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 06/10/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/03/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/21/2023
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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