Unclaimed
Brandon David Carroll is a financial advisor with T. Rowe Price Investment Services, Inc. Brandon has been in the securities industry since September 18, 2019. Brandon is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 63, and Series 24 licenses. Brandon is registered in California and Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MD
09/19/2019 - Present
T. Rowe Price Investment Services, Inc. (OWINGS MILLS MD)
BC
Issued 10/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2021
Series 24 - General Securities Principal Examination
BC
Issued 09/19/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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