Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon David Arnold is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., based in Hobbs, NM. Brandon has been in the industry since December 2011 and holds a Series 7, Series 9, Series 10, and Series 66 license. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Brandon worked at Edward Jones. Brandon is also a Board Member for Habitat for Humanity of Hobbs NM and High Plains Junior Rodeo.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NM
02/29/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOBBS NM)
NM
06/05/2012 - 03/01/2016
EDWARD JONES (HOBBS NM)
NM
12/23/2011 - 05/29/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOBBS NM)
BOTH
Issued 01/20/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/05/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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