Unclaimed
Brandon Dale robert Brooke is a financial advisor associated with MML Investors Services, LLC, a firm with a long history in the financial industry. Brandon Dale robert Brooke has been a registered representative since 2001 and possesses licenses to provide financial advice in a number of states. Their specialization focuses on several key areas including financial planning, portfolio management, pension consulting, and educational seminars. The advisor has a varied employment history, including prior roles with NYLIFE SECURITIES LLC and XCU CAPITAL CORPORATION, INC. Brandon Dale robert Brooke's focus is on meeting the needs of a wide range of clients, including individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
08/17/2018 - Present
MML Investors Services, LLC (Roseville CA)
CA
01/09/2006 - 10/26/2010
NYLIFE SECURITIES LLC (ROSEVILLE CA)
NC
05/11/2005 - 11/03/2005
XCU CAPITAL CORPORATION, INC. (RALEIGH NC)
KS
03/06/2001 - 05/03/2005
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 03/27/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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