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Brandon Colton Smith

Assetmark Brokerage, LLC

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About Brandon Colton Smith

Brandon Colton Smith is a financial advisor associated with Assetmark Brokerage, LLC, with an office in Phoenix, AZ. Brandon has been in the financial industry since 2016. Brandon holds the Series 63, Series 7, and SIE licenses.

Firm Information

Brandon Smith is currently registered with Assetmark Brokerage, LLC. Assetmark Brokerage, LLC is a Limited Liability Company formed in 2013 and approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brandon Smith’s Registration & Firm History

AZ

04/21/2020 - Present

Assetmark Brokerage, LLC (Phoenix AZ)

AZ

06/22/2016 - 11/27/2019

CHARLES SCHWAB & CO., INC. (Phoenix AZ)

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Licenses & Designations

BC

Issued 11/27/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brandon Colton Smith.
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