Unclaimed
Brandon Christopher Joe is a registered representative with Scotia Capital (usa) Inc., and holds the Series 63, Series 86, Series 87 and SIE licenses. Brandon Joe is registered in all 50 states and the District of Columbia. Brandon Joe joined Scotia Capital (usa) Inc. on January 16, 2023, and has been in the industry since July 2, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/03/2023 - Present
Scotia Capital (usa) Inc. (HOUSTON TX)
BC
Issued 05/23/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/13/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/14/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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