Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon Charles Carter is a financial advisor with over 10 years of experience in the industry. Brandon is currently registered with Robert W. Baird & Co. Inc. and has held previous positions with MORGAN STANLEY and UNIONBANC INVESTMENT SERVICES, LLC. Brandon is a Chartered Financial Analyst and holds the Series 63, Series 65, and Series 7 licenses, as well as the SIE exam. Brandon is also registered in 23 states and is an active member of the financial community.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WA
03/07/2017 - Present
Robert W. Baird & Co. Inc. (Mt Vernon WA)
OR
03/05/2014 - 03/16/2017
MORGAN STANLEY (PORTLAND OR)
WA
08/24/2012 - 02/27/2014
UNIONBANC INVESTMENT SERVICES, LLC (EDMONDS WA)
WA
06/20/2011 - 12/02/2011
MCADAMS WRIGHT RAGEN, INC. (MOUNT VERNON WA)
IA
Issued 12/16/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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