Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon Cavender Stone is a financial advisor at UBS Financial Services Inc. He is a registered representative with both FINRA and the state of Florida. Brandon holds the Series 66, Series 7 and SIE licenses, demonstrating a strong understanding of securities and investment laws. He has over 20 years of experience in the financial industry, working previously with RBC CAPITAL MARKETS CORPORATION and WILLIAM R. HOUGH & CO. Brandon provides a wide range of financial advisory services to both individuals and businesses. His specialization areas include portfolio management, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
12/06/2010 - Present
UBS Financial Services Inc. (ST. PETERSBURG FL)
FL
02/27/2004 - 06/17/2010
RBC CAPITAL MARKETS CORPORATION (ST. PETERSBURG FL)
FL
09/12/2000 - 02/27/2004
WILLIAM R. HOUGH & CO. (ST. PETERSBURG FL)
BOTH
Issued 09/26/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Brandon Stone is the right advisor for you? Invested Better is here to help.
