Unclaimed
Brandon Bingham is a financial professional with over 10 years of experience in the industry. Brandon is currently registered with Scotia Capital (usa) Inc., a firm based in Houston, TX. Brandon has a broad range of experience in the industry, including time at firms like Cowen and Company, Piper Sandler & Co., Barclays Capital Inc., and Thrivent Investment Management Inc. Brandon holds several licenses and certifications, including the Series 7, Series 3, Series 66, Series 86, and Series 87.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
02/27/2024 - Present
Scotia Capital (usa) Inc. (HOUSTON TX)
TX
09/07/2021 - 03/01/2024
COWEN AND COMPANY (DALLAS TX)
TX
06/06/2016 - 04/27/2020
PIPER SANDLER & CO. (HOUSTON TX)
NY
05/26/2015 - 05/10/2016
COWEN AND COMPANY (NEW YORK NY)
TX
08/26/2013 - 04/20/2015
BARCLAYS CAPITAL INC. (HOUSTON TX)
TX
07/18/2012 - 08/28/2013
THRIVENT INVESTMENT MANAGEMENT INC. (HOUSTON TX)
BOTH
Issued 07/31/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2015
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/18/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/11/2014
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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