Unclaimed
Brandon Paugels is a registered representative with Northwestern Mutual Investment Services, LLC. Brandon has been in the securities industry since 2017. Brandon has passed the General Securities Representative Examination (Series 7), the Securities Industry Essentials Examination (SIE), and the Uniform Combined State Law Examination (Series 66). Prior to joining Northwestern Mutual Investment Services, LLC, Brandon was a registered representative with AXA Advisors, LLC. Brandon is registered to sell securities in Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Indiana, Maryland, Massachusetts, Minnesota, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MD
01/01/2025 - Present
Northwestern Mutual Investment Services, LLC (BALTIMORE MD)
MD
12/27/2016 - 01/09/2019
AXA ADVISORS, LLC (COLUMBIA MD)
BOTH
Issued 02/22/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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