Unclaimed
Brandon Austin has been in the financial services industry since 2008. Currently, Brandon is registered with Amundi Distributor US, Inc. in Miami, FL and has a Series 6, 7, 63, SIE and 6TO. Previously, Brandon was a registered representative with CREDIT AGRICOLE SECURITIES (USA) INC. and HAPOALIM SECURITIES USA, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/23/2021 - Present
Amundi Distributor US, Inc. (MIAMI FL)
FL
06/11/2013 - 07/16/2021
CREDIT AGRICOLE SECURITIES (USA) INC. (MIAMI FL)
FL
08/24/2010 - 05/14/2013
HAPOALIM SECURITIES USA, INC. (AVENTURA FL)
FL
09/05/2008 - 09/10/2008
ITAU EUROPA SECURITIES INC. (MIAMI FL)
MO
10/28/1997 - 02/09/2000
DST SECURITIES, INC. (KANSAS CITY MO)
BC
Issued 03/21/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2008
Series 7 - General Securities Representative Examination
BC
Issued 10/27/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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