Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon Allen Kauffman is a securities professional registered with Thinkequity LLC. Brandon has over 2 years of experience in the securities industry, having worked at several firms, including MORGAN STANLEY & CO. LLC and D.A. DAVIDSON & CO.. Brandon holds a variety of licenses and certifications, including Series 7TO, Series 87, Series 6TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/10/2024 - Present
Thinkequity LLC (NEW YORK NY)
NY
04/20/2022 - 01/20/2023
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
05/18/2021 - 04/01/2022
D.A. DAVIDSON & CO. (NEW YORK NY)
NY
07/29/2019 - 05/19/2021
J.P. MORGAN SECURITIES LLC (CLIFTON PARK NY)
BC
Issued 08/08/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2024
Series 7TO - General Securities Representative Examination
BC
Issued 08/27/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/29/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/05/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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