Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandon? Claim Your ProfileBrandon Alan Neal is a financial advisor with Northwestern Mutual Investment Services, LLC. Brandon has been working in the financial services industry since 1999. Brandon holds Series 7, Series 63 and Series 65 licenses. Brandon has experience with a number of firms including J.P. Morgan Securities, LLC, Raymond James Financial Services, Inc., Morgan Stanley, CSSC Brokerage Services, Inc., Investment Professionals, Inc., and Merrill Lynch. In addition to his current role with Northwestern Mutual, Brandon is also the manager of First Down Fitness, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
KY
01/06/2024 - Present
Northwestern Mutual Investment Services, LLC (BOWLING GREEN KY)
KY
05/02/2017 - 04/08/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (DANVILLE KY)
KY
09/10/2015 - 04/24/2017
INVESTMENT PROFESSIONALS, INC. (BOWLING GREEN KY)
KY
02/14/2014 - 09/09/2015
CSSC BROKERAGE SERVICES, INC. (BOWLING GREEN KY)
KY
02/17/2012 - 01/16/2014
MORGAN STANLEY (LOUISVILLE KY)
KY
10/01/2008 - 02/22/2012
J.P. MORGAN SECURITIES LLC (LOUISVILLE KY)
KY
03/16/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (BOWLING GREEN KY)
KY
10/16/2002 - 03/19/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (BOWLING GREEN KY)
NY
08/08/2000 - 10/17/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/24/1999 - 08/04/2000
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 12/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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