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Brandie Farnam knebel

Northwestern Mutual Investment Services, LLC

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About Brandie Farnam knebel

Brandie Farnam knebel is an investment advisor representative with Northwestern Mutual Investment Services, LLC. Brandie is a Certified Financial Planner and has been in the financial services industry since March 2007. Brandie is registered with FINRA, the state of Arizona, and holds the Series 7, Series 31, and SIE exams. Previously, Brandie was employed by UBS Financial Services Inc., Morgan Stanley & Co. Incorporated, and Morgan Stanley Smith Barney. Brandie has experience working with banking or thrift institutions. Brandie works at Northwestern Mutual Investment Services, LLC's Milwaukee, WI location.

Firm Information

Brandie Farnam knebel is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Brandie Farnam knebel’s Registration & Firm History

WI

09/18/2018 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

NY

06/01/2009 - 04/10/2012

MORGAN STANLEY SMITH BARNEY (NEW YORK NY)

NY

03/19/2009 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

NY

03/26/2007 - 04/02/2009

UBS FINANCIAL SERVICES INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 04/27/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/05/2018

Series 7 - General Securities Representative Examination

BC

Issued 04/18/2011

Series 31 - Futures Managed Funds Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brandie Farnam knebel.
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