Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandi? Claim Your ProfileBrandi Moulder-shearin is an investment advisor representative with UBS Financial Services Inc. Brandi holds the Series 66, Series 7TO and SIE licenses. Brandi has been registered with FINRA since March 2024. Brandi is licensed to advise clients in Arizona, California, Colorado, Florida, Michigan, Missouri, New York, North Dakota, Pennsylvania, Tennessee and Texas. Brandi has over 14 years of experience in the financial services industry. Brandi's current employer, UBS Financial Services Inc., is a registered investment advisor. UBS Financial Services Inc. provides a variety of financial services, including financial planning, investment management, and retirement planning. UBS Financial Services Inc. has over $702 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
03/28/2024 - Present
UBS Financial Services Inc. (DALLAS TX)
BOTH
Issued 03/26/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/22/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/06/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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