Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandi? Claim Your ProfileBrandi Pugh is a financial advisor with over 17 years of experience in the financial services industry. She has worked with several reputable firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated and LPL Financial LLC. Currently, Brandi is a Senior Licensed Sales Associate at Kestra Investment Services, LLC, where she provides investment advice and financial planning services to individuals and families. Brandi is registered to provide investment advice in several states and is committed to building long-term relationships with her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
12/12/2012 - Present
Kestra Private Wealth Services, LLC (AUSTIN TX)
CA
12/04/2012 - 03/05/2014
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
10/23/2009 - 12/07/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RANCHO SANTA FE CA)
NV
11/22/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LAS VEGAS NV)
NV
10/26/2005 - 10/23/2006
COMMONWEALTH FINANCIAL NETWORK (LAS VEGAS NV)
BOTH
Issued 03/15/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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