Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandi? Claim Your ProfileBrandi Lee Jones is a financial advisor with over 25 years of experience in the industry. Brandi is currently registered with UBS Financial Services Inc. and is licensed to conduct business in Alabama. Brandi specializes in providing investment advice to individuals, corporations, businesses, charitable organizations, and pension and profit-sharing plans. Brandi has worked for several firms including Sterne Agee Clearing Inc., Sterne Agee Financial Services, Inc., Sterne, Agee & Leach, Inc., HMC Investments, Inc., CUSO Partners, LLC, and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AL
07/14/2015 - Present
UBS Financial Services Inc. (Gardendale AL)
AL
11/02/2009 - 06/12/2015
STERNE AGEE CLEARING INC (BIRMINGHAM AL)
AL
11/02/2009 - 06/12/2015
STERNE AGEE FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
AL
11/02/2009 - 06/12/2015
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
AL
05/09/2006 - 10/22/2009
HMC INVESTMENTS, INC. (BIRMINGHAM AL)
AL
05/13/1998 - 04/24/2006
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
AL
04/09/2002 - 10/13/2005
CUSO PARTNERS, LLC (BIRMINGHAM AL)
AL
02/16/2001 - 03/21/2003
STERNE AGEE CAPITAL MARKETS, INC. (BIRMINGHAM AL)
NY
11/22/1995 - 03/18/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 07/14/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/04/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/14/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/14/2002
Series 14 - Compliance Officer Examination
BC
Issued 03/16/2001
Series 4 - Registered Options Principal Examination
BC
Issued 06/25/1999
Series 24 - General Securities Principal Examination
BC
Issued 02/25/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2017
Series 3 - National Commodity Futures Examination
BC
Issued 11/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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