Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brandi? Claim Your ProfileBrandi Janel Vick has been in the securities industry since May 12, 2001. Brandi is currently registered with Cetera Investment Services LLC. Brandi has held previous registrations with Ameriprise Financial Services, Inc., IDS Life Insurance Company, and Sterne, Agee & Leach, Inc. Brandi is licensed to sell securities in 11 states. Brandi has passed the Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, and the General Securities Representative Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AR
09/08/2005 - Present
Cetera Investment Services LLC (FORT SMITH AR)
MN
09/16/2004 - 08/30/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
09/16/2004 - 08/30/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
AL
04/23/2001 - 09/03/2004
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
BC
Issued 05/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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