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Brandi D Schwarz

T. Rowe Price Investment Services, Inc.

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About Brandi D Schwarz

Brandi Schwarz is a financial advisor with T. Rowe Price Investment Services, Inc. Brandi has a strong background in the financial industry, with over 100 days of experience. Brandi holds the Series 7TO, Series 63 and SIE licenses, and is registered in 53 states. Brandi's experience and qualifications make her a valuable resource for clients seeking financial advice.

Firm Information

Brandi Schwarz is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brandi Schwarz’s Registration & Firm History

CO

03/27/2024 - Present

T. Rowe Price Investment Services, Inc. (COLORADO SPRINGS CO)

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Licenses & Designations

BC

Issued 04/09/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/27/2024

Series 7TO - General Securities Representative Examination

BC

Issued 02/14/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brandi D Schwarz.
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