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Brandel Drew Brogan

Guggenheim Investments

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About Brandel Drew Brogan

Brandel Brogan is an active investment advisor representative, registered with the state of Illinois. Brandel has been in the industry since December 2023 and is currently employed by Guggenheim Investments. Brandel holds the Series 66 and Series 7TO licenses and the SIE exam. Brandel has been employed by Guggenheim Funds Distributors, LLC and MAI Capital Management in the past.

Firm Information

Brandel Brogan is currently registered with Guggenheim Investments. Guggenheim Investments is an investment advisor based in NEW YORK, NY. The firm manages approximately $11,255,391,581 in regulatory assets under management for 138 accounts. The firm provides investment advice to investment companies and pooled investment vehicles.
Guggenheim Investments

330 MADISON AVENUE

NEW YORK, NY 10017

$11.26B

Assets Under Management

1

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brandel Brogan’s Registration & Firm History

IL

02/16/2024 - Present

Guggenheim Investments (Chicago IL)

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Licenses & Designations

BOTH

Issued 02/02/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/20/2023

Series 7TO - General Securities Representative Examination

BC

Issued 09/01/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brandel Drew Brogan.
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